Prove it: From completion to compliance with assessments
How financial institutions can reduce risk, maintain regulatory compliance, and create clear audit trails with assessment-backed proof
What this session covers
In 45 minutes, we’ll cover:
The shifting regulatory landscape
We’ll look at the shift towards principle-based compliance, changing enforcement activities, and the impact for both front-line and supervisory functions.
What regulators expect now
Proof is still essential and has to go beyond a policy document or a tick-box exercise. Compliance must be layered, demonstrable, and able to hold up to inquiry.
The four pillars of defensible assessment
What best-practice assessment design looks like, and why each pillar matters for standing up to regulatory scrutiny.
Assessment tools in action
A demonstration of how assessments generate the audit-ready proof and documentation needed to keep pace with a fast-changing regulatory landscape.
Meet the presenters
Howard Eisenberg
SVP, Professional Services, Learnosity
Howard leads a team of technical and functional consultants who implement Questionmark and Learnosity assessment technology for customers, ensuring they get the most value out of what the software offers. He has extensive hands-on experience in the design, development, and administration of online assessments in the contexts of professional certification, employee learning and development, and in higher education.
Prior to joining Questionmark in 2004, Howard was an Associate Director with LeBow College of Business M.B.A online program at Drexel University and the Instructional Design Manager at Strategic Management Group in Philadelphia.
Yvette Connor
Partner & Risk Advisory Practice Leader, CohnReznick Advisory LLC
In her role as Risk Advisory Practice Leader, Yvette provides strategic, enterprise, and operational risk services to global, national, and regional organizations interested in improving risk management governance and risk-based assessments.
With more than 25 years of domestic and international risk management experience, Yvette focuses on the use of data and analytics across risk management frameworks and controls to help organizations optimize risk approaches and drive growth and value. She has a proven record of succeeding in complex environments and addressing emerging, atypical, and fast-paced risks. Yvette designs and implements risk frameworks and processes that are widely recognized for effectively protecting and optimizing capital while also improving governance.
We have a lot of different assessment takers across a variety of different regions, locations, and roles. Questionmark provides a hard to replicate capability in being able to break down our assessment reporting into a level of granularity that we need.
Source: Learning Technologist, Financial Services Firm.